Nov 09
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Nov 10
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AST CDS Banking, Energy, and Security
On Jul. 25, AST CDS issued decision 364 re maintenance iteration 22.
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AST CDS Transaction Security Ciphers
On Mar. 14, AST CDS wrote re compliance obligations, noting papers.
On Mar. 14, AST CDS wrote re compliance obligations, noting papers.
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EU Enrg Exc T7 Release 14.0 Notes
On Aug. 26, EU Enrg Exc issued final release notes on T7 release 14.0.
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EUREX Clear C7 Release 12.0
On May 28, EUREX Clear issued circular on new C7 release.
On May 28, EUREX Clear issued circular on new C7 release.
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EUREX Clear EurexOTC Clear Release 20.0
On Jun. 18, EUREX Clear issued EurexOTC clear release 20.0 circular.
On Jun. 18, EUREX Clear issued EurexOTC clear release 20.0 circular.
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EUREX Clear Prisma Release 15.0
On Jun. 18, EUREX Clear announced Prisma release 15.0.
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FEMA Storm Aid for Sisseton-Wahpeton
On Sep. 12, FEMA reported approval disaster aid Sisseton-Wahpeton.
On Sep. 12, FEMA reported approval disaster aid Sisseton-Wahpeton.
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SBA Texas Businesses and Complex Fire
On Sep. 17, SBA gave relief for spring branch apartment complex fire.
On Sep. 17, SBA gave relief for spring branch apartment complex fire.
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SBA Wisconsin Storms Disaster Aid
On Sep. 16, SBA made Wisconsin aid available for storms, floods.
On Sep. 16, SBA made Wisconsin aid available for storms, floods.
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TN LEG Workers Compensation Update
On Aug. 12, TN LEG proposed medical case management changes.
On Aug. 12, TN LEG proposed medical case management changes.
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White House China Reciprocal Tariffs
On Aug. 11, White House issued Executive order, fact sheet on tariffs.
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Nov 11
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Nov 12
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Nov 13
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Nov 14
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Nov 15
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Nov 16
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Nov 17
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CMS Medicare Advantage Provider Data
On Sep. 19, CMS published rule on Medicare Advantage provider data.
On Sep. 19, CMS published rule on Medicare Advantage provider data.
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IND SEBI Offshore Derivative Products
On Dec. 17, IND SEBI made modifications about regulatory arbitrage.
On Dec. 17, IND SEBI made modifications about regulatory arbitrage.
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JPN EXC Revising Option Trading Rules
On Mar. 27, JPN EXC proposed revisions to option trading rules.
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SEC Fund Liquidity Risk Enhancements
On Nov. 2, SEC proposed enhancements to fund liquidity framework.
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SK FSC Guide on Designated Auditors
On Oct. 10, SK FSC proposed extension of designated auditing guide.
On Oct. 10, SK FSC proposed extension of designated auditing guide.
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UK GVT DPA (UK) 2018 Data Privacy
On Sep. 10, UK GVT issued updated version of the DPA (UK) 2018.
On Sep. 10, UK GVT issued updated version of the DPA (UK) 2018.
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US IRS Authorization, Electronic Filing
On Oct. 10, US IRS published proposed collection re electronic filing.
On Oct. 10, US IRS published proposed collection re electronic filing.
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US IRS Roth Catch-Up Contributions
On Jan. 10, US IRS proposed Roth catch-up and SECURE 2.0 rules.
On Jan. 10, US IRS proposed Roth catch-up and SECURE 2.0 rules.
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Nov 18
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Nov 19
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Nov 20
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Nov 21
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Nov 22
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Nov 23
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Nov 24
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ASX Austraclear Service Release 20
On Sep. 2, ASX said Austraclear service release scheduled to go live.
On Sep. 2, ASX said Austraclear service release scheduled to go live.
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CAL LEG Fire Emergency Proclaimed
On Sep. 19, CAL LEG proclaimed emergency re TCU lightning fires.
On Sep. 19, CAL LEG proclaimed emergency re TCU lightning fires.
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IND IFSCA Fund Management Proposal
On Dec. 21, IND IFSCA approved proposal on review of regulations.
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NSCC Mutual Fund Profile Security
On Aug. 22, NSCC issued mutual fund profile security enhancements.
On Aug. 22, NSCC issued mutual fund profile security enhancements.
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RUS CB Credit History Information Inquiry
On Feb. 11, RUS CB proposed rules on procedure for notary requests.
On Feb. 11, RUS CB proposed rules on procedure for notary requests.
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RUS CB Notary Information Request Ord
On Jan. 31, RUS CB proposed rules for notary information requests.
On Jan. 31, RUS CB proposed rules for notary information requests.
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Nov 25
th
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BRZ CB Payment Systems Updates
On Feb. 15, BRZ CB made changes to certain payment operations.
On Feb. 15, BRZ CB made changes to certain payment operations.
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COL LEG Consumer AI Protections Delay
On Aug. 28, COL LEG enacted bill delaying AI protections effectiveness
On Aug. 28, COL LEG enacted bill delaying AI protections effectiveness
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EC Action on AML6 Non-transposition
On Sep. 25, EC opened infringement cases against 11 EU states.
On Sep. 25, EC opened infringement cases against 11 EU states.
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JPN CB Payment Messaging Standard
On Feb. 28, JPN CB issued a plan to update ISO 20022 standard.
On Feb. 28, JPN CB issued a plan to update ISO 20022 standard.
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SBA California Drought Loss Loans
On Mar. 28, SBA drought aid to CAL small businesses and nonprofits.
On Mar. 28, SBA drought aid to CAL small businesses and nonprofits.
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SBA Drought Aid TN Small Businesses
On Apr. 1, SBA reported loans available for Tennessee businesses.
On Apr. 1, SBA reported loans available for Tennessee businesses.
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SBA Drought, Aid MO Small Businesses
On Mar. 28, SBA reported loans available to Missouri small businesses.
On Mar. 28, SBA reported loans available to Missouri small businesses.
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SBA Louisiana January Winter Storm Aid
On Feb. 7, SBA reported disaster loans for Louisiana small businesses.
On Feb. 7, SBA reported disaster loans for Louisiana small businesses.
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SBA Offer Relief to AZ Small Businesses
On Mar. 28, SBA offered aid to AZ small businesses and nonprofits.
On Mar. 28, SBA offered aid to AZ small businesses and nonprofits.
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SBA Offer Relief to HWI Small Businesses
On Mar. 28, SBA offered aid to Hawaii small businesses and nonprofits.
On Mar. 28, SBA offered aid to Hawaii small businesses and nonprofits.
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SBA Offers Aid to UTA Small Businesses
On Mar. 28, SBA offered relief to Utah small businesses, nonprofits.
On Mar. 28, SBA offered relief to Utah small businesses, nonprofits.
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SBA Offers Aid to WY Small Businesses
On Mar. 28, SBA offered aid to WY small businesses and nonprofits.
On Mar. 28, SBA offered aid to WY small businesses and nonprofits.
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SBA Offers Maryland Drought Relief
On Apr. 1, SBA made aid available to MD small businesses and PNPs.
On Apr. 1, SBA made aid available to MD small businesses and PNPs.
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SBA Offers Mississippi Drought Relief
On Apr. 1, SBA made aid available to MS small businesses and PNPs.
On Apr. 1, SBA made aid available to MS small businesses and PNPs.
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SBA Offers OKL Businesses Drought Aid
On Mar. 28, SBA offered disaster loans to small businesses, nonprofits.
On Mar. 28, SBA offered disaster loans to small businesses, nonprofits.
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SBA Offers Relief to COL Small Business
On Mar. 28, SBA offered aid to Colorado small businesses, nonprofits.
On Mar. 28, SBA offered aid to Colorado small businesses, nonprofits.
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Nov 26
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Nov 27
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Nov 28
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ARG Tax Extends Payment Plan Deadline
On Oct. 1, ARG Tax extended the deadline for payment plan to Nov. 28
On Oct. 1, ARG Tax extended the deadline for payment plan to Nov. 28
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BRZ Tax Dispute of Legal Controversy
On Aug. 15, BRZ Tax released proposal to join tax dispute transaction.
On Aug. 15, BRZ Tax released proposal to join tax dispute transaction.
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CSA National Systems Fee Increase
On Nov. 21, CSA proposed amendments to SEDAR+ and NRD fees.
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NGR SEC Equities Settlement Cycle
On Jun. 3, NGR SEC issued circular on implementation of T+2 cycle.
On Jun. 3, NGR SEC issued circular on implementation of T+2 cycle.
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POL GVT Bank Account and Death Date
On Apr. 30, POL GVT issued bill to amend Banking Act on said topic.
On Apr. 30, POL GVT issued bill to amend Banking Act on said topic.
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SBA Drought Relief MCH Small Business
On Apr. 16, SBA made relief available to MCH small businesses.
On Apr. 16, SBA made relief available to MCH small businesses.
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SBA Tennessee Drought Victims Relief
On Apr. 4, SBA offered aid to TN small businesses, private nonprofits.
On Apr. 4, SBA offered aid to TN small businesses, private nonprofits.
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SK FSS Debt Collection Guidelines
On Nov. 29, SK FSS revised debt collection and loan sales guidelines.
On Nov. 29, SK FSS revised debt collection and loan sales guidelines.
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UK Treasury CCP Transitional Regime
On Sep. 10, UK Treasury extended regime for central counterparties.
On Sep. 10, UK Treasury extended regime for central counterparties.
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Nov 29
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Nov 30
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ARG CNV VASPs Operating Conditions
On Jul. 15, ARG CNV specified conditions for asset requirement.
On Jul. 15, ARG CNV specified conditions for asset requirement.
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CAN QUE GVT Services During Lockout
On Feb. 19, CAN QUE GVT introduced bill to keep essential services.
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CAY GVT Country-By-Country Reporting
On Aug. 29, CAY GVT reported on reporting, re-registration deadline.
On Aug. 29, CAY GVT reported on reporting, re-registration deadline.
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COL INS Enhanced Premium Subsidies
On Jun. 24, COL INS issued draft on health insurance affordability.
On Jun. 24, COL INS issued draft on health insurance affordability.
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ESMA Cloud Outsourcing Guidelines
On May 10, ESMA issued cloud service provider outsourcing guidance.
On May 10, ESMA issued cloud service provider outsourcing guidance.
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HK SII Revised Study Manual for Exam
On Jan. 17, HK SII published the latest version of study manuals.
On Jan. 17, HK SII published the latest version of study manuals.
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IDNA LEG Improving Price Transparency
On Jan. 22, IDNA LEG issued Executive order on price transparency.
On Jan. 22, IDNA LEG issued Executive order on price transparency.
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IND PFRDA Unified Pension Scheme
On Jan. 27, IND PFRDA issued proposal re Unified Pension Scheme.
On Jan. 27, IND PFRDA issued proposal re Unified Pension Scheme.
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MLY COM Business Report System 2.0
On Nov. 26, MLY COM made MBRS 2.0 report submission mandatory.
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NZ GVT Scam Safeguards, Compensation
On Apr. 23, NZ GVT discussed updated banking code regarding scams.
On Apr. 23, NZ GVT discussed updated banking code regarding scams.
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PAK CB Cash Deposit Machine Increase
On Sep. 4, PAK CB issued a circular on digitization initiatives in banks.
On Sep. 4, PAK CB issued a circular on digitization initiatives in banks.
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PHI CB Establishment of Digital Banks
On Aug. 8, PHI CB lifted moratorium on establishment of digital banks.
On Aug. 8, PHI CB lifted moratorium on establishment of digital banks.
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SIN Tax Corporate Tax Filing for 2025
On May 5, SIN Tax updated filing forms for year of assessment 2025.
On May 5, SIN Tax updated filing forms for year of assessment 2025.
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SK FSS Investment Sales Procedures
On Oct. 17, SK FSS proposed extension of guide on sales procedures.
On Oct. 17, SK FSS proposed extension of guide on sales procedures.
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TUR Tax E-ledger Deadlines Extended
On Jun. 3, TUR Tax extended deadlines for filing e-ledgers/certificates.
On Jun. 3, TUR Tax extended deadlines for filing e-ledgers/certificates.
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TUR Tax E-Ledger Files Deadlines
On Mar. 6, TUR Tax extended previous deadlines re earthquake.
On Mar. 6, TUR Tax extended previous deadlines re earthquake.
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UK OFSI Annual Frozen Asset Review
On Sep. 3, UK OFSI guidance notice for annual frozen asset reporting.
On Sep. 3, UK OFSI guidance notice for annual frozen asset reporting.
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UK Treasury Capital Buffers Regulations
On Jun. 9, UK Treasury issued consequential amendments to rules.
On Jun. 9, UK Treasury issued consequential amendments to rules.
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Dec 01
st
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ARG CB Bank Accounts in US Dollars
On Aug. 7, ARG CB approved the use of electronic checks in dollars.
On Aug. 7, ARG CB approved the use of electronic checks in dollars.
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ARG CB Net Global Forex Position
On Jun. 26, ARG CB replaced rates for non-financial public sector.
On Jun. 26, ARG CB replaced rates for non-financial public sector.
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BEL GVT Compulsory Health Care
On Jan. 23, BEL GVT amended decree on compulsory health care.
On Jan. 23, BEL GVT amended decree on compulsory health care.
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BEL GVT Environmental Policy Decree
On Aug. 6, BEL GVT issued amending decree on environmental policy.
On Aug. 6, BEL GVT issued amending decree on environmental policy.
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BNG CB Primary Dealer Liquidity Support
On Sep. 22, BNG CB issued guidance re assured liquidity support.
On Sep. 22, BNG CB issued guidance re assured liquidity support.
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BRZ CB Information Security, Access
On Jun. 4, BRZ CB re unit and procedures for confidential data, access
On Jun. 4, BRZ CB re unit and procedures for confidential data, access
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BRZ CB New Services For Citizens
On May 26, BRZ CB announced new services for citizens via Res 475.
On May 26, BRZ CB announced new services for citizens via Res 475.
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BRZ CB Open, Close Payment Account
On May 19, BRZ ruled on opening, maintaining and closing accounts.
On May 19, BRZ ruled on opening, maintaining and closing accounts.
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BRZ CB Operation of Deposit Accounts
On Feb. 17, BRZ CB amends deposit account operations rules.
On Feb. 17, BRZ CB amends deposit account operations rules.
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BRZ CB Risk Management Structure
On Jun. 30, BRZ CB provided information on stress tests required.
On Jun. 30, BRZ CB provided information on stress tests required.
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CAN PAY Bill Payment Improvements
On Mar. 22, CAN PAY issued consultation on bill payments changes.
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CFPB Business Lending Under ECOA
On Sep. 1, CFPB proposed small business lending data collection rule.
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CFTC Non-US Swap Reporting Relief
On Oct. 28, CFTC extended no-action relief for certain swap reporting.
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CHL CMF Fund Audit Requirements
On Nov. 11, CHL CMF updated reporting requirements for fund audits.
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ECB Governing Council Oct. Decisions
On Oct. 18, ECB issued decisions taken by its Governing council.
On Oct. 18, ECB issued decisions taken by its Governing council.
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ECB Investment Fund Statistic Reports
On Jul. 12, ECB issued amended rules on investment fund statistics.
On Jul. 12, ECB issued amended rules on investment fund statistics.
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ESMA Members Of The CCP Committee
On May 28, ESMA renewed chair and 2 members of CCP committee.
On May 28, ESMA renewed chair and 2 members of CCP committee.
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EUREX Clear Revised Fee Regulations
On Sep. 2, EUREX Clear issued circular on changes to fee regulations.
On Sep. 2, EUREX Clear issued circular on changes to fee regulations.
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Fannie HomeSaver Solutions Retirement
On May 14, Fannie issued notice on retirement of HomeSaver Solution
On May 14, Fannie issued notice on retirement of HomeSaver Solution
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FIN MoI Centralized Banking Intelligence
On Apr. 10, FIN MoI proposed centralized data for authority inquiries.
On Apr. 10, FIN MoI proposed centralized data for authority inquiries.
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FinCEN Residential Real Estate Report
On Feb. 7, FinCEN proposed reporting residential real estate transfers.
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FR ACPR New Bank Filing Format
On Jun. 23, FR ACPR informed of a change in the delivery format.
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GRE CB Credit Servicers' Supervision
On Aug. 1, GRE CB issued rules for credit servicers' supervision.
On Aug. 1, GRE CB issued rules for credit servicers' supervision.
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GRE CB Data Submission Requirements
On Jul. 17, GRE CB issued rules amending reporting requirements.
On Jul. 17, GRE CB issued rules amending reporting requirements.
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IDN FSA Financial Reports of Pawnshops
On Jan. 20, IDN FSA issued draft circular on reporting requirements.
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IND SEBI Joint Annual Inspection Policy
On Aug. 7, IND SEBI issued circular re joint annual inspection policy.
On Aug. 7, IND SEBI issued circular re joint annual inspection policy.
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ISR CB Payments Provider Licensees
On May 26, ISR CB proposed board of directors directive 301 updates.
On May 26, ISR CB proposed board of directors directive 301 updates.
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JPN FSA Notify Conflicts of Interest
On Dec. 20, JPN FSA proposed rules on the provision of information.
On Dec. 20, JPN FSA proposed rules on the provision of information.
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LTH CB UCITS Statistical Reporting
On Jun. 3, LTH CB published resolution on UCITS statistical reporting.
On Jun. 3, LTH CB published resolution on UCITS statistical reporting.
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LUX CB, CSSF Fund Statistical Data
On Dec. 11, LUX CB, CSSF amended collection for investment funds.
On Dec. 11, LUX CB, CSSF amended collection for investment funds.
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MAU Tax Arrears Settlement Scheme
On Mar. 7, MAU Tax said application deadline for scheme is Mar. 31.
On Mar. 7, MAU Tax said application deadline for scheme is Mar. 31.
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NC LEG Personal Privacy Protection Act
On Jun. 26, NC LEG passed bill on protection of personal information.
On Jun. 26, NC LEG passed bill on protection of personal information.
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NZ CC Reduction of Credit Card Fees
On Dec. 18, NZ CC proposed to reduce card fees paid by businesses.
On Dec. 18, NZ CC proposed to reduce card fees paid by businesses.
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ROM CB Reporting Of Statistical Data
On Sep. 17, ROM CB published reg amending reporting of statistics.
On Sep. 17, ROM CB published reg amending reporting of statistics.
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RSA CB DI Returns for Mutual Banks
On Dec. 3, RSA CB proposed repeal of DI returns/related instructions.
On Dec. 3, RSA CB proposed repeal of DI returns/related instructions.
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RUS ECON SME Subsidies Program
On Oct. 1, RUS ECON began accepting applications for SME subsidies.
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RUS Tax Property Tax Deadline Moved
On May 23, RUS Tax extended tax deadline for 2023 property taxes.
On May 23, RUS Tax extended tax deadline for 2023 property taxes.
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SBA Flood Aid MN Business Nonprofits
On Oct. 1, SBA made federal loans available to MN flood victims.
On Oct. 1, SBA made federal loans available to MN flood victims.
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SBA New Mexico Drought Victims Relief
On Apr. 9, SBA offered aid to NM small businesses, private nonprofits.
On Apr. 9, SBA offered aid to NM small businesses, private nonprofits.
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SBA Storms Aid MN Business Nonprofits
On Oct. 3, SBA disaster aid available to MN businesses, residents.
On Oct. 3, SBA disaster aid available to MN businesses, residents.
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SBA TX Drought Relief to Small Business
On Apr. 9, SBA offered TX small businesses, nonprofits drought relief.
On Apr. 9, SBA offered TX small businesses, nonprofits drought relief.
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SBA UTA Drought Relief, Small Business
On Apr. 9, SBA offered relief to UTA small businesses and nonprofits.
On Apr. 9, SBA offered relief to UTA small businesses and nonprofits.
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SLV ATVP Investment Funds Types, Reports
On Aug. 13, SLV ATVP issued draft general acts in the ZISDU-3 field.
On Aug. 13, SLV ATVP issued draft general acts in the ZISDU-3 field.
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SLV PRL Housing Act Amendments
On Jul. 29, SLV PRL published act amending the Housing Act.
On Jul. 29, SLV PRL published act amending the Housing Act.
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SWE SCB Industrial Classification (SNI)
On Mar. 17, SWE SCB said new SNI will be launched at end of 2025.
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TAI TPEX ETF Trading, Disclosure Rules
On Sep. 30, TAI TPEX revised 5 rules re ETF trading and disclosure.
On Sep. 30, TAI TPEX revised 5 rules re ETF trading and disclosure.
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Thai CB Prevention of THB Speculation
On Sep. 1, Thai CB revised rules re transactions for non-residents.
On Sep. 1, Thai CB revised rules re transactions for non-residents.
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Thai CB Relax Forex Control Measures
On Sep. 1, Thai CB issued announcement to relax forex control.
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TUR GVT Building Damage Assessment
On Jun. 22, TUR GVT published reg re disaster damage assessment.
On Jun. 22, TUR GVT published reg re disaster damage assessment.
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UK FCA Bond and Derivatives Regime
On Dec. 20, UK FCA consulted on transparency for bonds, derivatives.
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UK GVT SIA Licensing Criteria Updates
On Oct. 2, UK GVT said SIA is updating licensing criteria from Dec. 1.
On Oct. 2, UK GVT said SIA is updating licensing criteria from Dec. 1.
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VIE CB Debt Management Subsidiaries
On May 19, VIE CB proposed circular re subsidiaries of FIs.
On May 19, VIE CB proposed circular re subsidiaries of FIs.
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VIE CB Opening of Payment Accounts
On Jul. 8, VIE CB proposed revision to circular on payment accounts.
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WAS INS Contracts Publicity Laws
On Aug. 8, WAS INS issued advisory on provider contracts publicity.
On Aug. 8, WAS INS issued advisory on provider contracts publicity.
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Dec 02
nd
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Dec 03
rd
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Dec 04
th
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CBOE Restricted OCC Number 365
On Sep. 16, CBOE reported new restricted OCC number 365.
On Sep. 16, CBOE reported new restricted OCC number 365.
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DEL LEG Property Transfer on Death Act
On Jun. 30, DEL LEG passed bill re nonprobate transfer of real estate.
On Jun. 30, DEL LEG passed bill re nonprobate transfer of real estate.
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TX LEG Real Property Theft and Fraud
On Aug. 27, TX LEG passed bill re real property theft, property fraud.
On Aug. 27, TX LEG passed bill re real property theft, property fraud.
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TX LEG Woman, Child Protection Act
On Sep. 17, TX LEG approved bill to prohibit making of abortion drugs.
On Sep. 17, TX LEG approved bill to prohibit making of abortion drugs.
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Dec 05
th
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Dec 06
th
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Dec 07
th
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Dec 08
th
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EU CNCL Human Rights Abuse Sanctions
On Dec. 6, EU CNCL extended sanctions for 1 year, until Dec. 2022.
On Dec. 6, EU CNCL extended sanctions for 1 year, until Dec. 2022.
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FIN GVT Emergency Travel Document
On Dec. 21, FIN GVT ratified law on EU emergency travel document.
-
FINRA 2026 B/D Renewal Program FAQ
On Aug. 13, FINRA updated FAQ re renewal program and 2026 dates.
On Aug. 13, FINRA updated FAQ re renewal program and 2026 dates.
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SBA TX Small Businesses Relief Drought
On Apr. 15, SBA offered relief to TX small businesses and nonprofits.
On Apr. 15, SBA offered relief to TX small businesses and nonprofits.
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SBA UTA Drought Relief, Small Business
On Apr. 15, SBA issued UTA small businesses, nonprofits drought relief
On Apr. 15, SBA issued UTA small businesses, nonprofits drought relief
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Dec 09
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See next month
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Dec 10
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See next month
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Dec 11
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See next month
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Dec 12
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See next month
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Dec 13
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See next month
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