On May 26, SWI BX issued rules for the derivatives' listing procedure.
SWI BX published translated Directive To The Listing Procedure For Derivatives.
Follows SWI BX May 2025 issued additional rules for listing of derivatives, #256139.
Main Points
In addition to the Additional Rules for the Listing of Derivatives and the Additional Rules for the Listing of Exchange Traded Products, the directive sets the specific requirements for listing, maintaining, and terminating the listing of derivatives.
It provides details for listing applications, authorization of new issuers or guarantors.
Applications and written confirmations shall be duly signed or have a qualified electronic signature and shall be submitted in writing or electronically via email.
Effectiveness
The rules enter into force on Jul. 15, 2025; the directive of Nov. 16, 2020 is replaced.
Regulators
SWI BX
Entity Types
B/D; Exch; IA
Reference
RF, PR, 5/26/2025
Functions
Compliance; Financial; Operations; Trading
Countries
Switzerland
Category
State
N/A
Products
Corporate; Derivatives; Equity; Fund Mgt; Securities
