Cboe AST Business Continuity Plan


On Sep. 5, Cboe AST issued notice on business continuity plan event.


  • Cboe AST published a notice on the Oct. 14 business continuity plan (BCP) event.
  • BCP Event
  • Cboe AST will focus on failover from Primary data center (Equinix SY5) to Backup data center (Global Switch) including backend matching engine, order entry connections.
  • Notes that the event is relevant to Cboe AST participants/vendors present at Global Switch, multicast market data clients will receive market data flow during the test.
  • Also that trades performed during the test will not flow to CHESS, Cboe AST will not generate orders/trades during the test to be conducted from 8:45 to 12:45 (AEDT).
  • Those who wish to participate the event should email a request by Oct. 13, 2023.
  • Mar. 2024 BCP Event
  • On Mar. 22, 2024, Cboe AST arranged another BCP event to take place May 4, 2024.
  • On failover from primary to standby instances in the Equinix SY5 data center and to provide an opportunity for testing against the new ASX cancel only session state.
  • All multicast market data clients will receive market data flow during the tests on May 4, need to ensure that their systems handle/ignore the market data flow accordingly.
  • Trades performed during the test will not flow to CHESS, Cboe AST will not generate orders/trades during the test to be conducted from 8:45 to 13:45 (AEDT).
  • Those who wish to participate the event should email a request by May 3, 2024.

Regulators Cboe AST
Entity Types B/D; Corp; Depo; Exch
Reference Nt 0002/24, 3/22/2024; Nt 0012/23, 9/5/2023
Functions BCS; Compliance; Operations; Risk; Technology; Trade Reporting; Trading
Countries Australia
Category
State
Products Corporate; Derivatives; Equity; Fixed Income; Issuance/IPO; Securities
Regions AP
Rule Type Final
Rule Date 9/5/2023
Effective Date 5/4/2024
Rule Id 184015
Linked to N/A
Reg. Last Update 3/22/2024
Report Section International

Last substantive update on 03/26/2024